CLE: Exempt Offerings: Regulation D to Crowd Funding

Attorneys representing small to mid-size business that need access to investor capital need to be aware of the various multifaceted legal issues that can arise when funding a business, including the securities laws, rules and regulations that may affect the transaction, Don’t miss this opportunity on April 3rd to update your knowledge on a number of key areas, including: an overview of Regulation D; the changes to Regulation D brought about by the JOBS Act; crowd funding as an alternative option when Regulation D doesn’t work for the offering being contemplated; the steps to a crowd funding offering, including issuer requirements, funding portal requirements, and when an offering can commence; how monetary limits change based on the investor profile; the risks associated with crowd funding; the type of malpractice insurance necessary before engaging in securities work, as well as how insurance will be affected in the future; the necessary due diligence when considering potential securities clients; the Illinois state law considerations that should be taken into account when considering an exempt offering; and much more! For those unable to attend the on-site program in Chicago, the seminar will also broadcast via the Internet as a live webcast.

The seminar is presented by the ISBA Business and Securities Law Section and qualifies for 2.25 hours MCLE credit, including 0.50 hour Professional Responsibility MCLE credit (subject to approval).

Click here for more information and to register.

Posted on March 18, 2014 by Chris Bonjean
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